Client Onboarding NYC/repapering project
Headcount - 2
Must Haves
- Broker-dealer experience
- Onboarding or documentation review as it relates to account opening or remediation
Plusses
- SEI or Pershing Experience
- KYC/QA experience
Day to Day
- Review and analyze documentation such as identification papers, financial records, and legal agreements to ensure the accuracy and completeness of client information.
- Maintain accurate records of KYC processes, ensuring all client data is recorded and updated in the firm's systems.
- Perform KYC checks, client identification, and verification in accordance with local and international AML regulations.
- Manage the transition from SEI to Pershing, ensuring seamless onboarding for clients onto Pershing's platform.