COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM Base Salary is $100K to $120K (based upon candidate and experience) Year-end Bonus; and Excellent Benefits Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorneys and Compliance Professionals as a Compliance Analyst. In this role, you will ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. This position affords the opportunity for broad exposure to the firm's trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm's suite of global investment products in a fast-paced, constantly evolving regulatory environment. We have returned to the office in a hybrid model where employees will be in the office Tuesdays through Thursdays, with the option to work from home on Mondays and Fridays. QUALIFICATIONS AND SKILLS
- Bachelor's Degree or higher required
- One to Three (1-3) years of relevant experience required
- Prior experience in Paralegal Work, Accounting, Financial Operations, Compliance, or Investment Management is beneficial, but not required
- Excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy required
- Organizational and project management acumen are of great importance
- Keen eye for detail and an impressive work ethic are essential
RESPONSIBILITIES OVERVIEW Your responsibilities will include preparing regulatory filings, collaborating with compliance staff to support the firm's business units, designing, and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies. You will also work on long-term projects to maintain the firm's high standards of compliance with new and existing regulations.