Location: Irvine,CA, USA
We are seeking a highly skilled and detail-oriented Compliance Analyst to join our team. The Compliance Analyst will be responsible for ensuring that our organization operates in full compliance with all relevant laws, regulations, and industry standards. The ideal candidate will have a strong background in Consumer and Retail Banking Compliance, law, regulatory reporting, and fraud prevention detection. This is a critical role that requires exceptional attention to detail and the ability to effectively communicate with internal stakeholders.
Responsibilities:
- Develop and implement compliance policies and procedures to ensure adherence to applicable laws and regulations
- Conduct regular audits and assessments to identify areas of non-compliance and develop corrective action plans
- Monitor changes in laws and regulations and communicate updates to relevant departments
- Collaborate with internal teams to ensure compliance with Wire ,ACH , UDAAP, CRA, Fair Housing regulations, and other applicable laws
- Prepare and submit regulatory reports
- Conduct internal audits to assess the effectiveness of existing compliance programs
- Provide training and guidance to employees on compliance-related matters
- investigate customer complaints
Qualifications:
- Bachelor's degree in a related field (e.g., finance, accounting, business administration)
- Minimum of 3 years of experience in compliance in Banking
- Strong knowledge and Excellent analytical skills with the ability to interpret complex regulations
- Strong attention to detail and organizational skills
- Effective communication skills, both written and verbal
- Ability to work independently and collaboratively with cross-functional teams
- Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) are a plus