Compliance Associate
: Job Details :


Compliance Associate

LCG Advisors

Location: Tampa,FL, USA

Date: 2024-11-17T08:47:05Z

Job Description:
LCG Advisors is seeking a Compliance Associate for our Consumer Finance Group. This role is integral to the development of a new compliance auditing product, offering high visibility and regular interaction with clients and subject companies, including major financial institutions, institutional lenders, and consumer finance companies. Primary Responsibilities:
  • Conduct compliance-focused due diligence and testing for consumer finance portfolios, evaluating adherence to key consumer finance regulations, such as Regulation Z (TILA), Regulation F (FDCPA), Regulation B (ECOA), FCRA, and others.
  • Assist in conducting financial due diligence projects for existing clients while establishing the standalone compliance product.
  • Collaborate with the Director of Consumer Finance in designing and building a compliance audit framework that addresses regulatory requirements across federal, state, and local consumer protection laws.
  • Review and document compliance policies and procedures of the client or subject company, identifying potential risks or regulatory gaps.
  • Prepare comprehensive written reports that outline findings, key insights, and recommendations for improved regulatory adherence.
  • Engage in professional interactions with clients and subject companies, including conference calls, meetings, and periodic updates to discuss audit progress and findings.
  • Work closely with management teams at the client or subject company to gather insights into operational practices and compliance-related observations.
Qualifications & Experience:
  • J.D. from an accredited law school.
  • 2 to 4 years of relevant experience preferred.
  • Bachelor's degree in finance, business, law, or a related field preferred.
  • Strong interest in consumer finance compliance and regulations; prior exposure to financial due diligence or consumer finance compliance preferred.
  • Excellent analytical skills with the ability to interpret complex regulatory frameworks.
  • Advanced proficiency in Microsoft Office Excel and Word, or other data analysis tools.
  • Strong written and verbal communication skills, with attention to detail and ability to meet deadlines.
  • Demonstrated ability to work collaboratively with clients, subject companies, and internal teams and to learn new concepts quickly.
Physical Requirements:
  • Prolonged periods sitting at a desk and working on a computer.
  • Must be able to lift up to 15 pounds at times.
  • Flexibility for travel (approximately 50% initially, with potential to evolve as the business grows).
Currently, LCG Advisors does not intend to hire candidates who will need, now or in the future, LCG sponsorship through any non-immigrant visa category such as the H-1B, H-1B1, E-3, O-1, or TN. The firm offers a competitive benefits package, base compensation, and an employee bonus program for eligible roles based on individual and firm performance per program guidelines. This position also offers significant upside potential, with opportunities for growth as the new compliance product line develops. For additional information on LCG's total rewards, visit our website at LCG Advisors is an equal opportunity/affirmative action employer. Minorities/Females/Disabled/Veterans.
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