Compliance Manager
: Job Details :

Job Title: Compliance and Licensing ManagerLocation: Plano TX (Flexible based on qualifications)About the RoleWe are seeking an experienced and detail-oriented Compliance and Licensing Manager to join our team. The ideal candidate will have a deep understanding of insurance regulations, licensing activities, and surplus lines insurance compliance standards, with the ability to navigate complex regulatory landscapes. This role is pivotal in ensuring the company adheres to all state and federal regulations while supporting business expansion efforts.What You'll DoSupporting Company Licensing:Manage due diligence, onboarding, and offboarding of program partners related to regulatory requirements.Serve as a subject matter expert on state-specific bureaus, offering solutions to complex regulatory issues and escalating concerns as needed.Strategically communicate with regulators and stakeholders, addressing inquiries, objections, and day-to-day matters.Maintain comprehensive filing documentation for easy access and transparency.Compliance and Regulatory Oversight:Collaborate across functional areas, including Finance, Underwriting, IT, Legal, and program partners, ensuring the accuracy of day-to-day operations.Monitor and implement changes in state and federal insurance regulations affecting product offerings or marketability.Research, monitor, and implement changes to comply with surplus lines requirements across various states.Coordinate regulatory research to determine requirements for expanding into new states or coverages.Policy Development and Risk Management:Develop and implement compliance policies and procedures that align with legal and regulatory standards.Record, investigate, and escalate potential non-compliance issues for appropriate resolution.Conduct and oversee internal and external compliance audits to ensure adherence to regulations.Required Knowledge, Skills, and Abilities8–10 years of relevant experience in insurance compliance and licensing.Proven ability to manage a team of compliance and filing professionals.Advanced knowledge of insurance principles, commercial lines rating methodologies, state insurance regulations, and property and casualty filing requirements.Expertise in rate and forms filing procedures, ensuring compliance with relevant laws and standards.Preferred/Desired SkillsStrong ability to interpret and react to industry trends in alignment with company objectives.Excellent communication skills for effectively conveying ideas, issues, and solutions.High level of organizational skills and attention to detail.Intermediate proficiency in standard industry programs and filing applications.What We OfferCompetitive salary and benefits package.Opportunities for professional development and leadership growth.Collaborative and inclusive work environment.If you're passionate about compliance, regulatory oversight, and operational excellence, we encourage you to apply.