Compliance, US Bank Regulatory Engagement, Senior Compliance Officer
: Job Details :

Our Team Goldman Sachs' US Banking Regulatory Engagement team coordinates engagement with the firm's US Banking regulators, including the Federal Reserve Bank of New York, New York Department of Financial Services, Federal Deposit Insurance Corporation and Consumer Financial Protection Bureau. The team functions as a regulatory liaison office, fielding inquiries, coordinating throughout our firm, managing examination and internal stakeholder meetings and communication. Our team ensures regulatory responses are consistent in tone and convey an appropriate level of detail related to action items and intended outcomes. We strive to enhance our interactions with banking regulators by managing regulatory engagement protocols, regulatory events tracking, communications, and engagement / exam-related reporting.The team also provides oversight of US Banking-related regulatory remediation throughout our firm, including overseeing the successful execution of remediation plans by establishing and promoting best practices, standardizing processes, and project management to effectively manage milestones, resources, objectives, and status reporting. In your role, you will work with these teammates to ensure our regulatory remediations are informed by regulatory priorities, emerging examination areas of focus and related learnings.This RoleWe are seeking a highly skilled and experienced professional to join our US Banking Regulatory Engagement team with expertise as a former federal banking regulator, auditor, consultant or similar roles. In this role, you will be responsible for: Engaging with regulatory agencies and providing guidance to the business on regulatory mattersServing as a key liaison between the firm and regulatory agencies leveraging your prior expertise Establishing and maintaining effective relationships with regulators, fostering open communication and collaborationCoordinating and supporting regulatory examinations and audits by leveraging your deep understanding of the regulatory process. Preparing the firm for examinations, facilitate communication with regulators, and collaborate with internal stakeholders to address examination findings and recommendations.QualificationsBachelor's degree requiredRegulatory Experience: Regulatory experience including a deep understanding of banking laws, regulations, and examination processesExcellent communication and interpersonal skills, with the ability to build effective relationships with regulatory agencies and influence stakeholders at all levelsExcellent analytical and critical thinking skills, with the ability to assess complex regulatory requirements Proven project management skills, including the ability to prioritize and manage multiple initiatives simultaneouslyComprehensive knowledge of banking regulations, including but not limited to Basel III, Dodd-Frank Act, Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Consumer Protection regulationsStrong knowledge of industry best practices and emerging risksStrong understanding of risk management and the ability to assess regulatory impacts on policies, processes, and controlsSound judgment and decision-making abilities in evaluating risk scenarios Comfortable being independent and a self-starterMS Office proficiencyRegulatory KnowledgeCommunication & Interpersonal SkillsJudgment, Critical Thinking & Other SkillsAbout Goldman Sachs At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender IdentitySalary Range The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.Posting Date: 2024-08-05.