Director of Privacy Compliance
Hybrid - Westchester County, New York Or Long Island, NY
Hamlyn Williams is working with a leading commercial bank on an Director of Privacy Compliance position. This role can be based in either of their NY locations on a hybrid schedule.
As the Director of Privacy Compliance you'd be responsible for:
- Researching federal and key state banking and securities laws and regulations, evaluating the bank's policies and procedures, and disseminating pertinent information to sr management and lines of business.
- Examine changes in laws and regulations from federal banking and securities agencies applicable to the business, products and services offered by the bank.
- Support first line control officer(s) in developing review, reconciliation, and quality control processes.
- Aid in the preparation of internal audit reviews and regulatory examinations.
- Support the development of new or modifications to products and services or new business initiatives for the offering or provision of investment and/or trust services.
The Director of Privacy Compliance would have the following qualification's:
- 5 -8 years of experience in Compliance, Risk, or Audit in financial services with responsibility for investment and/or trust services and privacy compliance.
- Must have extensive SEC and FINRA experience
- FINRA Series 14 and 24 required; Series 7 nice to have
- Certified Information Privacy Manager, CIPM, or Certified Information Privacy Professional, CIPP, required
- Experience with banking laws and regulations, with a focus on those related to bank holding companies and national banks