Head of Compliance: FINRA, Securities | $180,000 - $220,000 salary
: Job Details :

Head of Compliance: FINRA, Securities | $180,000 - $220,000 salary

Compliance specialist required to takeover and grow out the compliance department of a rapidly growing electronic trading firm in securities and fixed income.

We are searching for compliance professionals with the following experience:

• Extensive experience liaising with FINRA including new product inquiries
• Experience leading compliance for fixed income/money markets
• Preference for candidates with experience in securities finance transactions
• People management and experience in team building is essential for this role

If you would relish the challenge of building out a compliance function in a top performing, fast paced environment, please do apply asap.