Join a multi $Bn Hedge Fund as a Compliance Associate in CT. Reporting directly to the CCO, this role has high upside, working 3-4 days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.
Qualifications for the Compliance Associate include:
- 1-3 years of experience in compliance consulting or within a hedge fund
- Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
- Strong attention to detail and ability to work independently
- Familiarity with Code of Ethics and compliance best practices
- Hard-working attitude with a proactive approach to tasks
- Excellent communication and interpersonal skills
- Ability to thrive in a fast-paced, dynamic environment
- Bachelor's degree in a relevant field
Responsibilities as the Compliance Associate include:
- Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc
- Supporting the Code of Ethics and ensuring compliance with regulatory requirements
- Collaborating with a small-person legal/compliance team
- Working closely with the CCO/GC, on compliance initiatives
- Handling day-to-day compliance tasks and assisting in special projects
- Conducting research on regulatory changes impacting the hedge fund industry
- Participating in the development and implementation of compliance policies
- Assisting in the preparation of reports for internal and external stakeholders
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