Location: New York,NY, USA
Job Description:
The Senior Vice President will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications. This is a leadership role that requires team building in a global environment and interfacing with senior management on challenging regulatory issues. The SVP will supervise a US-based team responsible for reviewing investor and third-party communications and advising on legal and compliance matters that arise in connection with investor suitability, domestic and global marketing registration, and analysis and resolution of regulatory questions. In addition to supervising staff in their reviews, the SVP also will be involved in development of new products and supporting cross-border distribution and marketing of one or more products. In this role, the SVP will build strong relationships with teams in Institutional Client Solutions (ICS) and Private Wealth Solutions (PWS) to facilitate distribution of Blackstone's various institutional and retail-oriented products. The employee will also collaborate with other members of the Legal and Compliance (“L&C”) team, including the Chief Compliance Officers of the business units and marketing review teams in the APAC and EMEA regions. The SVP will report to the Global Head of LP Communications.
The SVP will:
In addition, the employee will have the opportunity to work with legal and compliance teams dedicated to Blackstone's various other business units and geographic regions and will assist in developing cross-functional compliance policies and procedures supporting regulatory compliance in various geographic regions.
Qualifications:
Blackstone seeks to hire individuals who are highly motivated, intelligent, and have demonstrated excellence in prior endeavors. More specifically, the successful candidate should have:
The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.
Expected annual base salary range: $200,000 - $250,000
Actual base salary within that range will be determined by several components including but not limited to the individual's experience, skills, qualifications and job location. For roles located outside of the US, please disregard the posted salary bands as these roles will follow a separate compensation process based on local market comparables.
Additional compensation: Base salary does not include other forms of compensation or benefits offered in connection with the advertised role.
Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws. This policy applies to all terms and conditions of employment, including but not limited to hiring, placement, promotion, termination, transfer, leave of absence, compensation, and training. All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.
If you need a reasonable accommodation to complete your application, please email Human Resources at ...@Blackstone.com.
Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:
Note: The above list is not exhaustive of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.
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