Regulatory Compliance Specialist
: Job Details :


Regulatory Compliance Specialist

Mindlance

Location: Washington,DC, USA

Date: 2024-12-12T13:20:53Z

Job Description:

Title: Business Analyst - (Compliance and Regulatory)

Duration: 12+ months

Location: Washington, DC (Hybrid)

Video Interview

Works directly with internal customers to understand the business environment and needs. The client is seeking a Business Analyst to perform assessment and tracking activities related to compliance with laws or regulations, mortgage-backed security (MBS) trust agreements, and supervisory guidance across multiple business units.

Looking for a contractor to support Legal and Regulatory Compliance. Candidates should have experience in compliance testing/assessment, tracking data, conducting follow-up, and monitoring. Technical skills in eGRC platforms, SharePoint, and document management are also desired.

Job responsibilities include:

• Tracking and assessing regulatory alerts applicable to client.

• Conducting follow-ups with applicable business units.

• Reviewing related policies, procedures, and job aids.

• Entering, managing, and analyzing data.

• Managing multiple projects.

• Identifying and escalating issues to management promptly.

Skills/Experience required include:

• Experience conducting assessment activities in compliance, audit, operational risk, or related function.

• Strong written and verbal communication, project management, and problem-solving skills.

• Proven ability to work independently and collaboratively as a team member to facilitate effective enterprise-wide compliance.

• Proven ability to complete projects efficiently with high attention to detail and excellent time management skills.

• Education: Bachelor's degree required; industry certification (e.g., CCEP, PMP, etc.) preferred.

• 5-10 years of experience.

- Need strong experience conducting assessment activities in compliance, audit, operational risk, or related function.

- Need to have experience with project management, and problem-solving skills

- Candidates should have experience in compliance testing/assessment, tracking data, conducting follow-up, and monitoring. Technical skills in eGRC platforms, SharePoint, and document management are also desired.

What will this person be doing:

• Working in eGRC tool call regulatory management tool.

• They will be triaging items that come in, making enhancements to the process, they will be doing UAT testing and potentially running test scripts.

• Helping with data quality to clean up enterprise requirements library.

• They will be doing some data entry but will also be analysis on the data entered.

• Able to handle processes related to regulatory process like running report, organization assignments. A lot of project management, keep track of certain data points and data entry. There will not a lot of writing but they must be able to effectively communicate via email and on the phone.

• Compliance and legal background would be helpful

• Experience working in computer systems.

• Working with MS applications and SharePoint - background in these products is a must.

“Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”

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