A bank in New York City is actively seeking an experienced and analytical professional to join their Market / Liquidity Risk team as a Senior Auditor. In this role, the Senior Auditor will execute audit work as assigned, including planning, testing, issue identification, and report writing. Responsibilities The Senior Auditor - Market / Liquidity Risk will:
- Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results, and corrective measures
- Assist with the delivery and execution of broader audit plan and assurance responsibilities
- Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile
- Assist with special projects related to business process improvements or departmental strategic initiatives
- Track and validate closure of issues raised by the department and regulators
- Develop, promote, and maintain a collaborative and strong working relationship with business heads, external auditors, and regulators
Qualifications
- Bachelor's degree in Accounting, Finance, or related field
- 5+ years of internal audit or risk management experience in the banking and finance industry
- Working knowledge of risk topics and banking / capital markets products
- Understanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker Dealers
- Understanding of audit techniques, internal controls, and workpaper standards
- Excellent communication, presentation, and professional skills
Desired skills
- Subject matter expertise in market or liquidity risk