Supervisory Officer
: Job Details :

Your role

A Supervisory Officer works with the market team to drive proactive risk management and supervision within the

markets. They report to the Market Supervisory Officer and perform sales supervisory and approval activities as delegate.

Detailed salary information:

* New York: the salary range for this role is $90000 to $125000

The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Your expertise

Key Responsibilities:

* Support initiatives related to sales supervision, compliance and business risk, including implementation andeducation

* Develop metrics to evaluate and mitigate risk, improve existing processes, put new processes (includingtraining) into action and systematically track these

* Perform delegated supervisory functions and oversee the branch operational risk and audit process

* Educate employees on compliance policies, related procedures and UBS group operational risk framework

Key Deliverables:

* Compliance with the relevant internal and external regulations

* Ensure successful branch audits and identify potential risks

* Develop and implement training on supervisory tools, new compliance bulletins and operational procedures

Associate Directors act as experts in their area and usually work on products and/or

processes of low to medium complexity. They may provide support to one manager or for a certain area or location. They prioritize their own time to meet agreed targets and objectives. They may also be involved in coordinating activities that extend beyond their own area of expertise. They deal with client groups of low to medium complexity.

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.