A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in...
JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The Protiviti career...
NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.
Job Title: AVP – Surveillance and Compliance Advisory – Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor...
Description & Requirements Ready to Accelerate Your Career? Join our rapidly expanding advisory team! Our Financial Services Regulatory Advisory practice brings our global footprint, clients, industry...
Contract opportunity within the Third Party Risk Management Office at a global Investment Bank. The scope of the department applies to all third party service provider relationships: activities that involve outsourced products and/or services,...
Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: Develop, maintain and implement compliance...
Job Title Transaction Review Desk Support Corporate Title Assistant Vice President Location New York, NY Overview The Sanctions &...
The Sanctions Program Associate is responsible for supporting the branch's Sanctions Program and directly supporting the Sanctions Program Manager. The individual will perform daily activities to ensure transactions and parties are screened in...
Job Description: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...