Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central...
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...
About Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to...
Compliance Project Management ConsultantFull-time Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior...
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...
We are partnering with a dynamic, PE-backed international MGA seeking an experienced Compliance Director to lead and shape our compliance function during an exciting period of growth and transformation.Key Responsibilities:M&A Leadership: Drive...
**Regulatory Affairs & Customer Service Manager - Agri-Input Dept. - Agri Input Unit** MAC Agri Input Unit HARR 500 Mamaroneck Avenue, 500 Mamaroneck Avenue, Harrison, New York, United States of America Req #33 Thursday, January 27, 2022...
Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.
This individual provides efficient and effective safety consulting services to clients in accordance with department and company policies and procedures. Principal Duties and Requirements:Identify, assess, and...
Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New...