Compliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from electronic...
Compliance Analyst (New York, NY): Our client, an incredible private equity fund with over $30B in AUM, is seeking a detail-oriented and proactive Compliance Analyst to join their compliance team. The successful candidate will help design...
VP, Compliance – Asset Based Finance (New York, NY): Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated compliance professional to sit in a newly established position. Acting as a generalist and...
Senior Director, AML Compliance Model Validation New York, United States of America The Senior Director, Model Validation for Santander US Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for...
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)s Surveillance team is responsible for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies...
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide...
Innova Solutions is immediately hiring for a Project Manager - Trade Surveillance Position type: Fulltime, Contract (W2) Duration- 13 Months Location: New York, NY, 10001 As a Project Manager - Trade Surveillance, you would: Perform Global...
About Us: The Charter High School for Law and Social Justice provides students with a high-quality education that prepares...
BAM is seeking a Compliance Associate for its New York office. This role will report to a Compliance Officer in the New York office and will primarily focus on the firm's e-communications surveillance program.In the role of Compliance Associate,...
LOCATION: Hybrid - office 8 days per month (see locations listed on the posting): Wichita KS, Chicago IL, Riverwoods IL, Philadelphia PA, Waltham MA, Madison WI, Indianapolis IN, Denver CO, Wichita KS, Minneapolis MN, Boston MAOVERVIEWYou will be...