The Opportunity As an Advisory Risk Oversight Consultant, you will join a team that is focused on managing investment policies for the firm's investment advisory programs, as well as related brokerage and insurance related...
Senior Director, AML Compliance Model Validation Country: United States of America The Senior Director, Model...
Sound Point Capital Management, a credit-oriented investment manager overseeing approximately $45 billion in total assets, is seeking a Compliance professional. Sound Point has a diverse product line which includes CLOs and various funds...
Position Summary Duties of the Facilities and Regulatory Compliance Director may include the following, but are not limited to: Enforcement of compliance regulations for New York State Building Codes, The Joint...
SVP, Control Room Compliance (New York, NY): Our client, a diverse asset manager with over $30 billion in AUM, is seeking a competent, driven leader to oversee their control room team. This person will work closely with all members of the...
VP, Compliance – Asset Based Finance (New York, NY): Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated compliance professional to sit in a newly established position. Acting as a generalist and...
Deputy Chief Investment Officer and Head of the ETI Portfolio OFFICE OF THE COMPTROLLER Full-Time Location: MANHATTAN No Exam Required Department: Asset...
The Enterprise Compliance Program Director will support the Enterprise Chief Compliance Officer & Head of Regulatory Relations in management of the organization through strategy planning, department administration and management of programs and...
Salary: $165,000 Annually The YMCA of Greater New York is here for all New Yorkers — to empower youth, improve health, and strengthen community. Founded in 1852, today the Y serves a diverse population of more...
Investment and Buying Analytics Director Marketing and Advertising Consulting Company $180k to $210k base + Full Benefits Hybrid NYC About the business My client are a global, multi award-winning...