NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...
Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...
JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with...
About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We...
OverviewJob PurposeNYSE Information Technology Compliance ("ITC") is seeking an IT Compliance Analyst to join its growing team. ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance...
Position TitleFinancial Crimes Compliance OfficerLocationHicksville/100 Duffy Avenue/110025Job SummaryPay Range: 234-409KJOB SUMMARYResponsible for overseeing through developing, implementing, administering, and monitoring all aspects of the...
JRN: 1841 We are seeking a highly organized and professional Family Office/Human Resources Assistant to streamline daily corporate and domestic operations and provide administrative and human resource support for a private family...
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...
Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals...
Hudson Valley Credit Union is recruiting for the position of Relationship Advisor. Primary Function: provide highest level member service through efficient, accurate transaction processing and applying a consultative needs-based sales approach,...