operational compliance advisor Jobs - 328


Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Hire Standard Staffing - all cities,NY

Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...

Date : 2024-12-06T12:46:51Z

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LevelUP HCS - New York,NY

Compliance Testing & Policies Manager We are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing to...

Date : 2024-12-01T06:21:27Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Hire Standard Staffing - all cities,NY

(High Paying) Remote Sales American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best products...

Date : 2024-12-06T12:46:51Z

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Protiviti - New York,NY

JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with...

Date : 2024-12-03T07:43:07Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York. Compliance Advisor Senior Manager. The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-05T08:51:46Z

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Indium Corporation - New Hartford,NY

JOB SUMMARY: The Trade Compliance Specialist is responsible for assisting the Global Logistics & Trade Compliance Manager with the oversight, development, and maintenance of Indium Corporation's imports and exports of commodities, services, and...

Date : 2024-12-03T19:34:51Z

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CREDO COMMUNITY CENTER - Watertown,NY

Schedule. Full-Time: Monday-Friday 8:00 am- 4:30 pm. SUMMARY The Compliance Coordinator will play a critical role in ensuring compliance with billing regulations and maintaining the integrity of billing practices across all applicable programs. The...

Date : 2024-12-07T12:13:07Z

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National Financial Partners - New York,NY

Who We Are Wealthspire Advisors is a Fee-Only Fiduciary with 20+ locations throughout the East Coast, West Coast, Midwest, and Mid-Atlantic regions, specializing in exceptional service to clients that pairs tailored portfolios with a...

Date : 2024-12-02T08:31:47Z

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