operational compliance advisor Jobs - 306


Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York. Compliance Advisor Senior Manager. The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-05T08:51:46Z

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M&T Bank - Buffalo,NY

Overview:This position is responsible for the management and oversight of the delivery of second line risk management services in line with area policies, industry standards, and management expectations. The position will be responsible for...

Date : 2024-11-29T07:09:51Z

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Protiviti - New York,NY

JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with...

Date : 2024-12-03T07:43:07Z

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Blue Ocean Wealth Solutions - Greenvale,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals by...

Date : 2024-12-03T14:44:55Z

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Schonfeld Strategic Advisors LLC - New York,NY

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for regulations...

Date : 2024-12-02T08:21:16Z

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National Financial Partners - New York,NY

Who We Are Wealthspire Advisors is a Fee-Only Fiduciary with 20+ locations throughout the East Coast, West Coast, Midwest, and Mid-Atlantic regions, specializing in exceptional service to clients that pairs tailored portfolios with a...

Date : 2024-12-02T08:31:47Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Indium Corporation - New Hartford,NY

JOB SUMMARY: The Trade Compliance Specialist is responsible for assisting the Global Logistics & Trade Compliance Manager with the oversight, development, and maintenance of Indium Corporation's imports and exports of commodities, services, and...

Date : 2024-12-03T19:34:51Z

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Remote Customer Service - Lake Placid,NY

About the Role As a Remote Customer Service Representative, you'll provide exceptional customer service from the comfort of your own home. You'll handle inbound calls and emails, resolving customer inquiries and issues in a professional and...

Date : 2024-12-05T17:38:18Z

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