operational compliance advisor Jobs - 339


Hire Standard Staffing - all cities,NY

Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...

Date : 2024-12-06T12:46:51Z

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Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2024-12-06T00:20:40Z

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Hire Standard Staffing - all cities,NY

Remote Advisor American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best products and services...

Date : 2024-12-06T12:46:51Z

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schonfeld - New York,NY

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for...

Date : 2024-11-30T11:27:41Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Atlantic Group - New York,NY

Location: New York, NY Type: Perm (Contingency) Job #39013 Salary: $185,000 Job Overview - Associate Director/Director (Compliance Consulting): Are you currently in a...

Date : 2024-11-25T11:32:19Z

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LevelUP HCS - New York,NY

Compliance Testing & Policies Manager We are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing...

Date : 2024-12-03T14:40:04Z

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Blue Ocean Wealth Solutions - Greenvale,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals by...

Date : 2024-12-03T14:44:55Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Cardea Group - New York,NY

Regulatory Compliance Officer (New York, NY): Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated legal and compliance professional to sit in a newly established position.

Date : 2024-12-02T20:50:05Z

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