operational compliance advisor Jobs - 300


Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2024-12-09T10:14:46Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York. Compliance Advisor Senior Manager. The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-05T08:51:46Z

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Protiviti - New York,NY

JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with...

Date : 2024-12-03T07:43:07Z

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National Financial Partners - New York,NY

Who We Are Wealthspire Advisors is a Fee-Only Fiduciary with 20+ locations throughout the East Coast, West Coast, Midwest, and Mid-Atlantic regions, specializing in exceptional service to clients that pairs tailored portfolios with a...

Date : 2024-12-02T08:31:47Z

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Intercontinental Exchange Holdings - New York,NY

OverviewJob PurposeNYSE Information Technology Compliance ("ITC") is seeking an IT Compliance Analyst to join its growing team. ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance...

Date : 2024-12-02T19:13:11Z

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Blue Ocean Wealth Solutions - East Hills,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals...

Date : 2024-12-01T06:21:47Z

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ESL FACEIT GROUP - New York,NY

Are you ready for a Game-Changing Career Experience? Join us in shaping the future of esports and gaming! If you're ready to lead, innovate, and inspire, we want to hear from you. At EFG (ESL FACEIT...

Date : 2024-12-05T19:19:11Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2024-12-02T08:34:28Z

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