operational compliance advisor Jobs - 304


Hire Standard Staffing - all cities,NY

Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...

Date : 2024-12-06T12:46:51Z

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schonfeld - New York,NY

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for...

Date : 2024-11-30T11:27:41Z

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Edward Jones - Lancaster,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2024-12-06T00:20:40Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Atlantic Group - New York,NY

Location: New York, NY Type: Perm (Contingency) Job #39013 Salary: $185,000 Job Overview - Associate Director/Director (Compliance Consulting): Are you currently in a...

Date : 2024-11-25T11:32:19Z

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LevelUP HCS - New York,NY

Compliance Testing & Policies Manager We are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing...

Date : 2024-12-03T14:40:04Z

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Hire Standard Staffing - all cities,NY

Remote Advisor American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best products and services...

Date : 2024-12-06T12:46:51Z

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LevelUP HCS - New York,NY

Compliance Testing & Policies Manager We are seeking a dedicated and experienced Compliance Testing & Policies Manager to join our team. In this role, you will be responsible for planning and executing substantive testing to...

Date : 2024-12-01T06:21:27Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York. Compliance Advisor Senior Manager. The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-05T08:51:46Z

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