operational compliance advisor Jobs - 262


Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support...

Date : 2024-11-26T07:31:23Z

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Oppenheimer & - New York,NY

Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the...

Date : 2024-12-02T19:18:11Z

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Protiviti - New York,NY

JOB REQUISITION New York City Risk and Compliance Intern - 2026 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with...

Date : 2024-12-03T07:43:07Z

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Intercontinental Exchange Holdings - New York,NY

OverviewJob PurposeNYSE Information Technology Compliance ("ITC") is seeking an IT Compliance Analyst to join its growing team. ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance...

Date : 2024-12-02T19:13:11Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-11-26T07:34:50Z

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Blue Ocean Wealth Solutions - East Hills,NY

Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most important financial goals...

Date : 2024-12-01T06:21:47Z

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Hudson Valley Federal Credit Union - Chatham,NY

Hudson Valley Credit Union is recruiting for the position of Relationship Advisor. Primary Function: provide highest level member service through efficient, accurate transaction processing and applying a consultative needs-based sales approach,...

Date : 2024-12-08T06:27:01Z

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Pocketbook Agency - all cities,NY

JRN: 1841 We are seeking a highly organized and professional Family Office/Human Resources Assistant to streamline daily corporate and domestic operations and provide administrative and human resource support for a private family...

Date : 2024-12-01T06:20:42Z

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ESL FACEIT GROUP - New York,NY

Are you ready for a Game-Changing Career Experience? Join us in shaping the future of esports and gaming! If you're ready to lead, innovate, and inspire, we want to hear from you. At EFG (ESL FACEIT...

Date : 2024-12-05T19:19:11Z

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Capital One - Melville,NY

1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense...

Date : 2024-12-02T20:48:48Z

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