outsourced chief compliance officer (rias/funds/bds) Jobs - 8409


SiriusPoint - New York,NY

Global Chief Compliance Officer Location Who We Are SiriusPoint is a global underwriter of insurance and reinsurance. We utilize deep risk capabilities to protect our customers and provide intelligent risk...

Date : 2025-03-20T12:33:23Z

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The Children's Home of Kingston - Kingston,NY

The Children's Home of Kingston NOW HIRING Compliance ManagerAre you a Quality Manager in an IDD setting looking for a change?The Chief Compliance Officer oversees the Agency's compliance with our governing...

Date : 2025-03-17T18:13:24Z

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Nearwater Capital - New York,NY

Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global business and client base, with offices in New York, London and Dublin. Established in 2017, Nearwater has distinguished...

Date : 2025-03-23T02:23:59Z

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A2IM (American Association of Independent Music) - New York,NY

This range is provided by Compass Group USA. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range: $275,000.00 / yr - $300,000.00 / yr Additional...

Date : 2025-03-18T00:40:18Z

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TD Bank - New York,NY

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable...

Date : 2025-03-23T06:03:23Z

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Michael Page - New York,NY

Client looking to move quicklyWide exposure across the firm About Our Client Largest Union owned bank in the United States Job Description Compliance Monitoring &...

Date : 2025-03-15T06:59:34Z

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Recruit PNW - New York,NY

Job Description Job Title: Chief Operating Officer (COO) Location: New York City Metropolitan Area Company Overview: We are a leading pharmaceutical company specializing in the manufacturing and...

Date : 2025-03-22T18:04:46Z

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INTERVAL PARTNERS, LP - Manhattan,NY

JOB DESCRIPTION NYC-based hedge fund located in Midtown East is seeking a detail-oriented, organized, and self-motivated Compliance Assistant. The ideal candidate is a meticulous, resourceful, effective...

Date : 2025-03-23T02:24:47Z

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Bounce - Rochester,NY

Bounce AI is a fintech startup transforming how people pay off debt, by leveraging machine learning, automation, and deep personalization tailored to borrowers' financial situations. We are seeking a...

Date : 2025-03-23T02:24:33Z

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Iovino Enterprises, LLC. - Great Neck,NY

Final compensation will be based on a combination of: · Relevant work experience · Education · Project size · Project location · Required working hours · Candidate subject matter...

Date : 2025-03-18T13:16:04Z

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