regulatory advisory manager - broker dealer 15c3-1/15c3-3 Jobs - 453


Tandym Group - New York,NY

A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...

Date : 2024-12-16T06:28:17Z

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FORVIS, LLP - New York,NY

Description & Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expertise, and innovative solutions...

Date : 2024-12-14T08:35:16Z

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T3 Trading Group LLC - all cities,NY

NOW HIRING Proprietary Equity Traders Wanted T3 Trading Group, LLC (www.t3trading.com) is a registered SEC Broker-Dealer & Member of FINRA SIPC. T3's office headquarters is located at 88 Pine Street the heart of New...

Date : 2024-12-15T21:13:29Z

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dub - New York,NY

About dub Founded in 2021 in NYC, dub is building the first social investing marketplace by providing a simple way to share, reward, and invest alongside the best portfolios and minds in asset management. dub's innovative...

Date : 2024-12-09T19:36:06Z

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Tandym Group - New York,NY

A financial services company in New York City is currently seeking an experienced Auditor, with a Banking & Finance background, to join their Internal Audit Department as an Audit Manager. Responsibilities: The Audit...

Date : 2024-12-21T07:41:01Z

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Goldman Sachs Bank AG - New York,NY

Asset & Wealth Management Operations- Liquidity Management- Vice President, New York location_on New York, New York, United StatesOpportunity OverviewCORPORATE TITLE: Vice PresidentOFFICE LOCATION(S): New YorkJOB FUNCTION: Liquidity...

Date : 2024-12-18T08:13:20Z

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Jobs via eFinancialCareers - Purchase,NY

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations,...

Date : 2024-12-12T13:23:27Z

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Cantor Fitzgerald - New York,NY

Job Title: AVP – Surveillance and Compliance Advisory – Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor...

Date : 2024-12-12T13:19:17Z

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Heritage-Crystal Clean, LLC - Rochester,NY

Lead the Way as a Branch Manager with Crystal Clean! Are you a driven, strategic leader ready to make a significant impact in the environmental services industry? Crystal Clean (CC), a top-tier player in environmental waste...

Date : 2024-12-22T09:11:48Z

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Fidelis Care - East Syracuse,NY

You could be the one who changes everything for our 28 million members. Centene is transforming the health of our communities, one person at a time. As a diversified, national organization, you'll have access to competitive benefits including a fresh...

Date : 2024-12-10T16:06:30Z

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