regulatory audit officer Jobs - 621


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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A-Line Staffing Solutions - White Plains,NY

Group Benefits Compliance ManagerLocation: Onsite, White Plains, NYSalary Range: $110,000-$140,000OverviewThis role involves managing the compliance program for the Group Benefits business, which includes products like stop loss, limited medical, and...

Date : 2024-11-15T07:22:56Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-11-13T00:21:50Z

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The Northstar Companies - Sloan,NY

Responsible for assisting with reviewing all external audits and conducting internal audits. Internal auditor will assist with preparing for on-site visits & audits and formulating responses for questionnaires & remediation plans. All...

Date : 2024-11-15T02:03:25Z

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Mizuho Americas - New York,NY

Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall control environment through performing periodic...

Date : 2024-11-12T04:05:56Z

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The Northstar Companies - Depew,NY

Responsible for assisting with reviewing all external audits and conducting internal audits. Internal auditor will assist with preparing for on-site visits & audits and formulating responses for questionnaires & remediation plans. All...

Date : 2024-11-15T02:03:25Z

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Mizuho Americas - New York,NY

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Date : 2024-11-12T04:05:26Z

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The CSI Companies - New York,NY

Position: Internal Auditor Location: 100% Remote OR Local to NYC Type: Contract - W2 Compensation: Market Rate A Big 4 Client is looking...

Date : 2024-11-15T11:40:58Z

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FSA Federal - New York,NY

FSA Federal (FSA) is focused on delivering unsurpassed services in support of law enforcement and homeland security. We currently have a potential vacancy for a midlevel Auditor/Financial Analyst IV. In this role, you will be supporting the overall...

Date : 2024-11-14T08:29:49Z

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DriveWealth Holdings - New York,NY

About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams...

Date : 2024-11-12T08:28:44Z

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