About Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to...
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...
Do you have a real eye for detail and compliance? Are you a legal professional looking to grow your career in Compliance and Ethics? About our Team RELX is a global provider of information-based analytics and decision tools...
Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.
Senior Investment Compliance Manager Requisition ID 3246 Department Legal & Compliance Work Location New York, NY. Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director...
Vacancy details General information Entity About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB) Crdit Agricole CIB is the corporate and investment...
Description: CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA...
Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...
As our Head of Compliance, you'll be responsible for ensuring Comun stays on the right side of regulations while promoting a culture of integrity. You'll lead the way in developing and implementing our compliance strategy, covering everything from...
Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central...