regulatory compliance risk manager (banking) Jobs - 614


Housing Works - Brooklyn,NY

Description Housing Works requires employees working in our Health Services division to be fully vaccinated against COVID-19, unless approved for a legal accommodation. If you need an accommodation for any reason, including related to this...

Date : 2024-11-06T11:35:15Z

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Mizuho Americas - New York,NY

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Date : 2024-11-12T04:05:26Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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Mizuho Americas - New York,NY

About The team Within the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory) is dedicated to being a trusted and proactive advisor to the business, tasked with the identification, assessment,...

Date : 2024-11-12T04:05:25Z

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BNY - New York,NY

Vice President, Liquidity Risk Oversight - Treasury Risk At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20%...

Date : 2024-11-16T06:09:42Z

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Beta Search - New York,NY

Job Description:The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for supporting the establishment, maintenance, and monitoring of an efficient and effective Credit standards and procedures framework to...

Date : 2024-11-14T15:03:02Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-11-08T06:15:03Z

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Amalgamated Bank - New York,NY

Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Banks loan, deposit products and services maintain compliance with federal and state regulations, as well as all Bank compliance-related...

Date : 2024-11-02T05:33:10Z

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Mizuho Americas - New York,NY

Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. - New York Branch, Mizuho Bank, Ltd. - Cayman Branch, Mizuho Bank ( USA), and Mizuho Bank (USA) -...

Date : 2024-11-12T04:05:25Z

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CFA Institute - New York,NY

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial...

Date : 2024-11-13T04:26:33Z

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