Job Description Job Summary Establish a specifically designed compliance program that effectively prevents and/or detects violation of applicable laws and regulations, which will protect the Business...
Director of Compliance About the Company Progressive manufacturing business Industry Electrical/Electronic Manufacturing Type Privately Held About the Role The Company is in search of a full-time...
Our client, a multi-billion dollar private fund with several investment products, is seeking a bright and dedicated CCO to join their team. This new hire will help in managing, augmenting, and implementing the firm's compliance framework to ensure...
The Quality Manager will plan, supervise and monitor quality assurance activities for a specified project. * Oversees quality procedures on project sites in a District to ensure accurate documentation, procedures and testing of required items in...
VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative...
Regulatory Examination Management, Compliance Manager ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry regulatory developments, applying...
Required Qualifications (as evidenced by an attached resume): Bachelor's degree (foreign equivalent or higher) and three (3) years of full-time relevant and progressively responsible experience in research compliance, sponsored programs, research, or...
Compliance Director Job ID 202277 Posted 28-Jan-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal Location(s) Chicago - Illinois - United States...
When you join NFA as a Manager, OTC Derivatives, you'll join a high-performing team of dedicated professionals responsible for conducting examinations, investigations and financial surveillance of firms under NFA's jurisdiction. Bring your...