regulatory counsel, vice president Jobs - 651


Beacon Hill - Ithaca,NY

Ability to work evenings and weekends are a must. We are currently looking to fill the following positions: Catering Sales Team Member: Sales Team Member, Beacon/Luna Catering Ithaca, NY Part and...

Date : 2024-11-14T19:02:22Z

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Mizuho Americas - New York,NY

Summary: The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple entities under Mizuho US Operations. Additionally, the LRR team produces and monitors...

Date : 2024-11-12T04:05:56Z

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Mizuho Americas - New York,NY

Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues...

Date : 2024-11-12T04:05:57Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification...

Date : 2024-11-13T05:32:52Z

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Phaxis LLC - New York,NY

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...

Date : 2024-11-08T08:40:29Z

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The Northstar Companies - West Seneca,NY

Responsible for assisting with reviewing all external audits and conducting internal audits. Internal auditor will assist with preparing for on-site visits & audits and formulating responses for questionnaires & remediation plans. All...

Date : 2024-11-15T02:03:25Z

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Cantor Fitzgerald Securities - New York,NY

Job Description Job Title: VP, Assistant General Counsel Location: New York, NY, Hybrid Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees,...

Date : 2024-11-05T11:40:52Z

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Barclays PLC - New York,NY

Join Barclays as Regulatory Inquiries VP, where you will act as a key point of contact with regulators by managing inquiries, regulatory findings, exams, and regulatory remediation. In this crucial role, you will manage all aspects of regulatory...

Date : 2024-11-07T08:27:37Z

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American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2024-11-01T07:51:50Z

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Ares Management Corporation - New York,NY

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy and our purpose to be a catalyst for shared...

Date : 2024-11-08T08:05:31Z

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