research compliance officer Jobs - 618


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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A-Line Staffing Solutions - White Plains,NY

Group Benefits Compliance ManagerLocation: Onsite, White Plains, NYSalary Range: $110,000-$140,000OverviewThis role involves managing the compliance program for the Group Benefits business, which includes products like stop loss, limited medical, and...

Date : 2024-11-15T07:22:56Z

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Navient - Horseheads,NY

Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of business processing services to government clients, including citation processing, debt collection,...

Date : 2024-11-16T01:32:32Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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Mizuho Americas - New York,NY

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Date : 2024-11-12T04:05:26Z

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Cantor Fitzgerald - New York,NY

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a...

Date : 2024-11-06T18:06:37Z

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REDCOM Laboratories - Victor,NY

CONTRACT COMPLIANCE ADMINISTRATOR FULL TIME, EXEMPT HYBRID WORK ENVIRONMENT ABOUT US: At REDCOM, our mission is to enable the most critical conversations in the world by developing highly...

Date : 2024-11-12T11:31:55Z

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Point72 - Stamford,NY

A Career with Point72's Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and enforcing the Firm's...

Date : 2024-11-15T11:37:48Z

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Rochester Institute of Technology - Henrietta,NY

Job Responsibilities Oversee the Conflict of Interest process for researchers including review of all project COIs, drafting of management plans or addressing conflict issues associated with individuals conducting...

Date : 2024-11-14T20:44:46Z

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A-Line Staffing Solutions - White Plains,NY

Group Benefits Compliance Manager Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below. Location: Onsite, White Plains, NY Salary Range:...

Date : 2024-11-12T06:18:31Z

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