senior compliance advisor - ria Jobs - 350


Jordan Park Group - New York,NY

Senior Associate, ComplianceNew York, New York We are looking for an exceptional Compliance professional to support the growth of our multi-family office and investment advisory firm. This is an opportunity to work within the Compliance team led...

Date : 2025-01-01T16:00:58Z

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LSG Sky Chefs - Jamaica,NY

Job Title: Director of Operations Job Location: Jamaica-USA-11430 Work Location Type: On-Site Salary Range: $105,143.00 - 141,808.00 ...

Date : 2025-01-06T19:32:21Z

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ElderWood - North Creek,NY

Salary $22.40 - $33.60 / hour Overview Join Our Team as an HR Coordinator at Elderwood at North Creek! Are you an organized, people-focused professional looking to make a meaningful impact...

Date : 2025-01-03T23:55:04Z

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Modern Wealth Management - Rochester,NY

The primary responsibility of a Lead Advisor is client retention, reviewing/presenting client financial plans and investment recommendations with existing clients without supervision. Primary Duties:...

Date : 2025-01-03T14:24:59Z

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Procyon Partners - Melville,NY

Procyon Partners – Relationship Manager/Financial Advisor – Hybrid Overview: Procyon is a growing RIA seeking an additional experienced relationship manager to provide primary client coverage...

Date : 2025-01-03T14:25:25Z

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Citizens - New York,NY

Description At Citizens, our mission is to help clients, colleagues and communities reach their potential. We do this through our distinguished client-centric culture, having a mindset of continuous improvement and always...

Date : 2025-01-06T06:04:31Z

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CUNY - Staten Island,NY

Special Programs Enrollment Advisor (Multiple Vacancies) **POSITION DETAILS** The College of Staten Island (CSI) is a City University of New York (CUNY) senior College organized around two academic divisions and three schools, with...

Date : 2025-01-01T06:37:00Z

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Michael Page - New York,NY

The Audit Director will be leading a team of roughly 10 individuals. This individual will also be expected to oversee and lead audits across SOX, Finance, Treasury and Wealth Management. Client Details Our client is...

Date : 2025-01-03T07:09:56Z

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Santander Holdings USA - New York,NY

Community Development Finance Relationship Manager Country: United States of America Summary The...

Date : 2025-01-07T02:05:14Z

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Goldman Sachs - New York,NY

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...

Date : 2025-01-02T08:37:08Z

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