senior compliance manager, investments compliance Jobs - 576


Edward Jones - East Patchogue,NY

Job Overview If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to help them achieve their long-term financial goals:...

Date : 2024-12-24T01:25:29Z

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Santander Holdings USA - New York,NY

Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central...

Date : 2024-12-23T03:33:01Z

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Santander Holdings USA - New York,NY

Market Risk Model Testing & Documentation – VP / ED, Corporate & Investment Banking Country: United States of America ...

Date : 2024-12-23T01:02:06Z

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Hire Standard Staffing - New York,NY

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Date : 2024-12-24T14:32:20Z

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Capital One Careers - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will...

Date : 2024-12-24T01:51:21Z

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AIG - American International Group - New York,NY

AIGs Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIGs...

Date : 2024-12-25T06:25:59Z

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BNY - New York,NY

Senior Vice President, Project Leader (Credit Risk Review) At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly...

Date : 2024-12-22T06:12:17Z

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Fiera Capital - New York,NY

At Fiera Capital We invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard. Our approach to employee experience is tailored to your needs and ambitions: Your Inclusive Experience: We are...

Date : 2024-12-23T22:40:10Z

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KPMG - Albany,NY

At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative, future-forward culture that empowers your success. Work with KPMG's extensive network of specialists; enjoy access to our Ignition...

Date : 2024-12-22T00:10:20Z

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Michael Page - New York,NY

This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures. Responsibilities include...

Date : 2024-12-18T07:14:43Z

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