senior compliance officer broker dealer Jobs - 535


Hire Standard Staffing - all cities,NY

Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...

Date : 2025-01-17T14:54:19Z

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Angellist - New York,NY

About AngelList: We exist to accelerate innovation by increasing the number of successful startups in the world. We want to give more people the opportunity to participate in the venture economy by building the financial...

Date : 2025-01-17T22:10:54Z

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Guggenheim - New York,NY

Job Description: Position Summary Guggenheim Securities is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team in the New York office who supports the...

Date : 2025-01-14T08:12:06Z

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Comcast - New York,NY

FreeWheel, a Comcast company, provides comprehensive ad platforms for publishers, advertisers, and media buyers. Powered by premium video content, robust data, and advanced technology, we're making it easier for buyers and sellers to transact across...

Date : 2025-01-20T03:05:18Z

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Lime Trading - New York,NY

Chief Compliance Officer - CCO - Futures Lime Trading is looking for Chief Compliance Officer - CCO - Futures in New York, NY. This local job opportunity with ID 303####### is live since 2025-01-09 16:54:16. Remote with...

Date : 2025-01-18T13:19:22Z

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TradeZero America - Brooklyn,NY

TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires...

Date : 2025-01-19T06:16:12Z

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TradeZero America - Brooklyn,NY

Compliance Officer - Advertising TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Compliance Officer for its New York office. The employee will report to the Chief...

Date : 2025-01-19T06:15:51Z

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Zurich Insurance Company - New York,NY

Zurich is currently looking for an experienced Loss Sensitive Casualty Underwriter to join our Middle Market Complex Casualty...

Date : 2025-01-13T19:32:41Z

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Spectrum - Middletown,NY

Average target compensation $100k plus, with minimum commission guarantee ...

Date : 2025-01-20T03:04:49Z

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Hold Brothers Capital, LLC - New York,NY

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert...

Date : 2025-01-16T14:33:59Z

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