senior counsel, regulatory & compliance Jobs - 698


American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2025-03-13T18:20:58Z

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TD Bank - New York,NY

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable...

Date : 2025-03-23T06:03:23Z

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Coda Search│Staffing - New York,NY

Manager Compliance (RIA/Alternative Investments) This range is provided by Coda Search│Staffing. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay...

Date : 2025-03-12T00:46:22Z

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RenaissanceRe - New York,NY

RenaissanceRe is a leading writer of Property & Casualty Reinsurance. For over 25 years, we have helped customers and communities recover and build resilience through our industry-leading ability to understand risk, source efficient capital...

Date : 2025-03-14T17:25:55Z

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EnergyHub - New York,NY

EnergyHub empowers utilities and their customers to create a clean, distributed energy future. We help consumers turn their smart thermostats, EVs, batteries, and other products into virtual power plants that keep the grid stable and enable higher...

Date : 2025-03-12T00:45:05Z

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Ledger - New York,NY

We're making the world of digital assets accessible and secure for everyone. Join the mission. Founded in 2014, Ledger is the global platform for digital assets and Web3. Over 20% of the world's crypto assets are secured through our...

Date : 2025-03-17T00:48:13Z

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Santander Holdings USA Inc Careers - New York,NY

Regulatory Examination Management, Compliance Manager ED New York, United States of America USA Job Function...

Date : 2025-03-18T00:38:27Z

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Nearwater Capital - New York,NY

Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global business and client base, with offices in New York, London and Dublin. Established in 2017, Nearwater has distinguished...

Date : 2025-03-23T02:23:59Z

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Ascendo Resources - New York,NY

Key Responsibilities: Monitor compliance with federal, state, and local regulations.Conduct audits to identify risks and implement mitigation strategies.Update and develop compliance policies and...

Date : 2025-03-22T06:22:18Z

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Associated Staffing Inc. - New York,NY

Senior Analyst of Regulatory Reporting: As the Senior Analyst of Regulatory Reporting within the Treasury team, you will be focused on preparing and submitting Net Capital and Customer Segmentation Requirements (15c3-3) reports...

Date : 2025-03-18T13:06:26Z

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