senior investment compliance manager Jobs - 423


Santander Holdings USA - New York,NY

Investment Banking Analyst - TMT New York, United States of America Essential...

Date : 2025-01-06T02:03:30Z

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CitiStaffing - New York,NY

Executive Assistant in Investor Relations Investment Management Firm has an exciting opportunity for someone who thrives in a fast-paced environment to be an Executive Assistant!

Date : 2025-01-03T14:25:54Z

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Cardea Group - New York,NY

Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead surveillance initiatives...

Date : 2025-01-03T11:18:42Z

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Keller Executive Search - New York,NY

About Our Client Our client, a leading financial services organization, is seeking a skilled and motivated Senior Tax Manager to join their team in a flexible hybrid work arrangement. This role offers an exciting...

Date : 2025-01-07T19:31:14Z

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Capital One - New York,NY

NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer.

Date : 2025-01-08T07:10:49Z

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American International Group - New York,NY

Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and...

Date : 2025-01-02T08:12:43Z

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Emery Jensen Distribution, LLC - Buffalo,NY

The Job Our company is looking for a Business Development Manager (BDM) in the Northeast. In this position, you will be responsible for finding and signing new high-value customers for Emery Jensen across our key customer channels:...

Date : 2025-01-02T17:59:41Z

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Newmark Group - New York,NY

We are looking for a bright, motivated, engaged individual who is interested in a career in in-house corporate investor relations. In this role you will have the opportunity to interact with many aspects of the business including the finance,...

Date : 2025-01-01T06:36:36Z

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BNY - New York,NY

Vice President, Model Development I...

Date : 2025-01-08T13:17:43Z

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Millennium Management - New York,NY

Compliance Officer Position Details * Assist in the management of the Firm's global Quantitative Trading Compliance program, including ownership of the initial vetting and ongoing review processes of portfolio management teams against...

Date : 2025-01-02T08:12:03Z

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