senior manager, compliance risk testing - broker-dealer/investment advisory Jobs - 6628


RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-07-01T10:07:21Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Date : 2024-07-02T06:42:57Z

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BBVA - all cities,NY

Compliance Testing - Manager BBVA Job Summary Within the US Compliance unit of a large global foreign bank branch, the individual will assist the...

Date : 2024-07-02T03:24:01Z

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Tower Research - New York,NY

Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Risk Manager, with a strong background in algorithmic trading to join the global Risk and Trading Supervision team. Responsibilities * Providing...

Date : 2024-07-01T05:49:50Z

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Zurich Insurance Company - New York,NY

Zurich E&S Financial Lines is currently looking to hire an experienced Senior Underwriter to join our Wholesale Public, Management Liability team!

Date : 2024-07-01T06:18:13Z

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Santander Holdings USA - New York,NY

Leveraged Finance, Credit Risk Quality Control- Vice President New York, United States of America The Quality -...

Date : 2024-07-01T16:12:58Z

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Protiviti - New York,NY

JOB REQUISITION New York City Risk and Compliance Intern - 2025 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something Different with Protiviti? The Protiviti Career...

Date : 2024-07-01T05:49:07Z

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Brown Brothers Harriman - New York,NY

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join...

Date : 2024-07-01T05:49:47Z

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CME Group - New York,NY

Description The Manager of Risk Management will be responsible for identifying, evaluating, measuring, and monitoring key risks related to derivatives and cash securities clearing. The Manager will assist in developing and updating...

Date : 2024-07-06T06:36:19Z

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The Ladders - New York,NY

Pay Philosophy The typical starting salary range for this role is determined by a number of factors including skills, experience, education, certifications and location. The full salary range for this role reflects the competitive labor...

Date : 2024-07-02T06:44:39Z

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