senior manager, compliance risk testing - broker-dealer/investment advisory Jobs - 5176


Invesco - New York,NY

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of...

Date : 2024-10-02T05:17:23Z

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BNY - New York,NY

Vice President, Liquidity Risk Oversight - Treasury Risk At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible...

Date : 2024-10-05T07:07:27Z

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Jobot - New York,NY

Want to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page! Job details Newly created role focused on QC, offering Fully Remote (do like to see local to MA), Work/life balance, comprehensive...

Date : 2024-10-04T03:36:22Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide...

Date : 2024-09-25T18:31:26Z

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Wellington Management Company, LLP - New York,NY

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk...

Date : 2024-10-03T20:21:51Z

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Rockefeller Capital Management - New York,NY

About Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to...

Date : 2024-10-04T01:40:12Z

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CME Group - New York,NY

Description CME Group is launching a new Securities Clearing House, which will initially launch clearing services for cash treasuries as well as Bilateral and Tri-party Repo. The Stress Testing & Liquidity Risk Management...

Date : 2024-10-03T20:02:14Z

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RSM US LLP - New York,NY

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to...

Date : 2024-10-05T03:06:09Z

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Cardea Group - New York,NY

Senior Associate/VP Compliance – (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding compliance professional. As part of a collaborative, supportive, and intelligent team, this new hire...

Date : 2024-10-01T05:13:40Z

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Madison-Davis, LLC - New York,NY

A global bank located in Midtown Manhattan looking to bring on board a “Director – Fixed Income Compliance Officer” to join their team. This role is currently in a hybrid schedule (2 days in...

Date : 2024-10-01T05:11:26Z

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