About the Role Our client is reimagining retirement for older Americans, and their mission hinges on exceptional product experiences. Crafting products that shape the way seniors navigate their healthcare coverage, manage...
-Extremely successful, dynamic and highly respected trading firm is looking for a bright, polished and technologically savvy professional to join their high performing operations team -This individual should have strong knowledge of the...
Job Description:Employer: DWS GroupTitle: Senior Compliance Officer - Institutional Sales CoverageLocation: New York, New York Job Code - #LI-SL1 #LI-03About DWS:Today, markets face a whole new set of pressures but also a whole lot of opportunity...
Description The Manager of Risk Management will be responsible for identifying, evaluating, measuring, and monitoring key risks related to derivatives and cash securities clearing. The Manager will assist in developing and updating risk...
Multi Strategy Platform expands its global presence. FNY Investment Advisers ( First New York ) is an SEC Registered Investment Adviser, headquartered on Park Avenue in New York City, with offices in London and South...
Location: Midtown NYC Compensation: $100k-$140k base + bonus JOB FUNCTION The Legal and Compliance Analyst will work closely with other members of the Legal and...
CCO (New York, NY): Our client is seeking a dynamic and experienced Chief Compliance Officer to join their team. The CCO will be responsible for overseeing and managing all aspects of the company's compliance program, ensuring...
About the TeamAmericas Compliance, as a control function within the firm s second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and...
Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real-estate, credit managers, banks and...
Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the Code of Ethics...