senior monitoring and testing compliance assurance officer - swap dealer Jobs - 696


Santander Holdings USA - New York,NY

Regulatory Examination Management, Compliance Manager ED New York, United States of America USA Job Function...

Date : 2025-03-24T04:09:24Z

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Santander Holdings USA - New York,NY

VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family...

Date : 2025-03-24T04:09:13Z

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Groupe Bpce - New York,NY

The Head of Testing [ Compliance Controls (“CC”)] will be responsible for managing the compliance testing function for the CIB Americas platform. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently...

Date : 2025-03-12T00:45:55Z

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Michael Page - New York,NY

Join one of the largest banks in the world as they look to add on an additional corporate compliance testing and monitoring AVP. Client Details One of the largest banking organizations in the world actively expanding...

Date : 2025-03-24T12:20:57Z

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National Futures Association - New York,NY

When you join NFA as a Manager, OTC Derivatives, you'll join a high-performing team of dedicated professionals responsible for conducting examinations, investigations and financial surveillance of firms under NFA's jurisdiction. Bring your...

Date : 2025-03-23T00:40:59Z

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TD Bank - New York,NY

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable...

Date : 2025-03-23T06:03:23Z

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Regeneron Pharmaceuticals - Rensselaer,NY

We are currently looking to fill a Quality Assurance Specialist position. This position performs activities supporting dispositioning product and/or raw materials while ensuring compliance with Quality Assurance policies and procedures, cGMPs,...

Date : 2025-03-20T11:04:03Z

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Infosys Limited - New York,NY

Position: Senior Consultant - 1st Line of Defense (1LOD) Assurance Are you passionate about building and enhancing frameworks for the assurance functions (1LOD) within a bank to drive cost efficiency and operational...

Date : 2025-03-24T12:20:53Z

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Piermont Bank - New York,NY

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented experience that blends the best of banking and agile...

Date : 2025-03-17T17:18:40Z

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Robinhood - New York,NY

Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our...

Date : 2025-03-24T06:42:00Z

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