sr compliance officer Jobs - 638


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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Mizuho Americas - New York,NY

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Date : 2024-11-12T04:05:26Z

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Siebert Williams Shank - New York,NY

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Date : 2024-11-15T07:25:35Z

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Morgan Stanley - Garden City,NY

POSITION SUMMARY: The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Complex Risk Officer, the Complex Risk Officer has accountability for...

Date : 2024-11-17T03:13:26Z

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Mizuho Americas - New York,NY

Provide support to MUSO's Regional CCO and other MDs at Americas Compliance Department in their efforts in effecting regional governance (General and Markets Compliance areas excluding AML/CFT) over Mizuho offices located in the...

Date : 2024-11-12T04:04:30Z

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Axelon Services Corporation - New York,NY

Global Financial Firm located in New York City, NY has an immediate contract opportunity for an experienced Business Risk Specialist "This role is currently on a Hybrid Schedule. You will need to have reliable...

Date : 2024-11-08T06:32:07Z

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Sumitomo Mitsui Financial Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-11-13T08:41:10Z

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Metropolitan Transportation Authority - New York,NY

Description Position at MTA Construction & Development Job Posting This position is eligible for telework, which is currently available one day per week. New hires are eligible to apply 30 days after their...

Date : 2024-11-15T20:42:55Z

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Smardt - Albany,NY

SMARDT is the world's largest manufacturer of oil-free centrifugal chillers. With operations in Singapore, Australia, Canada, USA, Germany, Singapore and China, SMARDT's revolutionary high-efficiency chillers are growing in global markets. At the...

Date : 2024-11-17T03:14:24Z

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TD Bank - New York,NY

Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $160,000 - $220,000 USD TD is committed to providing fair and equitable compensation...

Date : 2024-11-08T08:39:20Z

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