trade compliance specialist Jobs - 568
Compliance Officer – Fixed Income Compliance
Madison-Davis, LLC - New York,NY
Compliance Officer – Fixed Income Compliance Investment bank located in Midtown Manhattan looking to bring on board a Compliance Officer – Fixed Income Compliance to join their team. The firm is currently in a hybrid model (3 days in...
Compliance Manager - Trade Surveillance
Rockwood Search - New York,NY
This range is provided by Rockwood Search. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $150,000.00/yr - $200,000.00/yr Additional compensation...
Chief Compliance Officer Contract to Hire
ATTIX - New York,NY
Job Summary We are seeking a dedicated and detail-oriented Compliance Officer to join our team. This pivotal role involves overseeing the SEC securities-related activities, including communication, trading,...
Chief Compliance Officer and Head of Anti-Money Laundering
Dinosaur Financial Group, LLC - New York,NY
Chief Compliance Officer and Head of Anti-Money Laundering Dinosaur Financial Group, a full-service, independent investment firm, is looking for a Chief Compliance Officer and Head of Anti-Money Laundering to lead its Compliance...
Affordable Housing Compliance Specialist
New York City Housing Development Corporation (HDC - New York,NY
Position Summary: The Compliance Specialist reports to the Assistant Vice President of Compliance and is responsible for monitoring and evaluating compliance within HDC's Low Income Housing Tax Credit (LIHTC), Tax Exempt Bond (TEB),...
Chief Compliance Officer
Cointelegraph - New York,NY
About Us: Public is an investing platform that allows people to invest in stocks, ETFs, treasuries, crypto, art, collectibles, and more – all in one place. Public's platform helps people be better investors with access to...
Sanctions Compliance Sr. Manager/Counsel
eBay - New York,NY
At eBay, we're more than a global ecommerce leader — we're changing the way the world shops and sells. Our platform empowers millions of buyers and sellers in more than 190 markets around the world. We're committed to pushing boundaries and...
Trade Compliance Analyst in Newport Beach, CA
Merit Personnel & Consulting - New York,NY
Trade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested in pursuing a career in a fast-paced, dynamic, and challenging workplace with highly motivated and intelligent professionals. In this...
Associate General Counsel, Compliance, Americas
Sotheby’s - New York,NY
ABOUT SOTHEBY'S Established in 1744, Sotheby's is the world's premier destination for art and luxury. Sotheby's promotes access to and ownership of exceptional art and luxury objects through auctions and buy-now...
Senior Compliance Associate
Cardea Group - New York,NY
Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its...