Job Description: Experience with trade surveillance governance and operating modelExperience working with compliance organizations to review and assess the effectiveness of trade surveillanceStrong...
Head of Compliance, Trade Surveillance and Communications About the Company Premier broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking a Head of Compliance for...
Head of Exchange Traded Products Surveillance About the Company Prominent investment bank Industry Investment Banking Type Privately Held About the Role The Company is seeking a US Head of Exchange...
Duties Description Under the supervision of the Electronic Security System (ESS) Program Manager, or appropriate facilities supervisor, the Electronic Alarms Specialist (EAS) 2 performs preventative maintenance checks and services on each system at...
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and equitable...
An established financial institution is seeking a dynamic Head of Trade Operations to lead its New York branch. This is a high-impact leadership role where you'll drive operational excellence, streamline processes, and enhance...
Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their Fixed Income space! Responsibilities: Conduct compliance training for new and...
Position Summary Assured Guaranty is seeking an Associate to join the U.S. Public Finance Surveillance team. This employee would be responsible for collection and organization of data from various sources as well as be part...
Bring your heart to CVS Health. Every one of us at CVS Health shares a single, clear purpose: Bringing our heart to every moment of your health. This purpose guides our commitment to deliver enhanced human-centric health care for a rapidly...
We are currently looking to fill a Quality Assurance Specialist position. This position performs activities supporting dispositioning product and/or raw materials while ensuring compliance with Quality Assurance policies and procedures, cGMPs,...