Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...
Description: Base Salary Range: $120,000 - $180,000 Reports to – Vice President of Sales Annual Bonus: 20-25% Direct Reports – Pacteon RSEs/RSMs Remote: Yes Status...
Stanton Carpet is the leading designer and supplier of decorative high quality self-branded carpet, custom fabricated rugs and hard surfaces. Stanton sells its products across the mid to high end residential as well as decorative commercial...
Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is...
A CPA Consultancy firm is looking for an Associate Director to join their Broker-Dealer Compliance team. Broker-Dealer Compliance Consultant - Associate Director Opportunity Seeking a compliance consultant with broker-dealer...
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...
Description & Requirements Ready to Accelerate Your Career? Join our rapidly expanding consulting team! Our Financial Services Consulting practice brings our global footprint, clients, industry expertise, and innovative solutions...
You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable...
Mizuho's onboarding team is to be a resource to our internal (front office) and external (clients) stakeholders by becoming the central point of contact as related to the client onboarding process. The onboarder functions in close partnership with...
About Teneo Teneo is the global CEO advisory firm. We partner with our clients globally to do great things for a better future. Drawing upon our global team and expansive network of senior advisors, we provide...