vp, compliance surveillance officer - wealth ecomm, voice, and transactional c13 Jobs - 4541


NEON | An IPG Health Company - New York,NY

JOB SUMMARY The Dir, Strategic Planning, VP is a seasoned brand builder and client-facing planning lead with a strong track record of managing complex accounts and pitches. They possess exceptional strategic storytelling skills and...

Date : 2024-09-08T00:43:02Z

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GLOCAP - New York,NY

Job Overview (Essential Functions of the Job): The Vice President Compliance Officer will act in an advisory capacity to the Advanced Clearing and Prime Services (ACaPS) Division and the Fixed Income Commodities Currencies and Stock...

Date : 2024-09-14T13:45:00Z

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I.N.G. Group, LLC - New York,NY

Financial Markets | Financial Markets Operations | Vice President- Financial Markets Front Office Regulatory Compliance & NFR Specialist | NYC About ING: Ranked #8 on LinkedIn Top Companies in Financial Services...

Date : 2024-09-16T19:35:11Z

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HSBC Group - New York,NY

DescriptionOur purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're...

Date : 2024-09-18T05:21:47Z

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iCapital Network - New York,NY

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...

Date : 2024-09-18T05:14:48Z

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Barclays PLC - New York,NY

As a Barclays Business Oversight Compliance Control Room VP, you will manage Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and...

Date : 2024-09-10T07:22:55Z

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JPMorgan Chase & - all cities,NY

Job Description You enjoy shaping the future of product innovation as a core leader, driving value for customers, guiding successful launches, and exceeding expectations. Join our dynamic team and make a meaningful impact...

Date : 2024-09-14T17:29:38Z

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Citi - New York,NY

The Technology Lead Business Analyst is a senior-level position responsible for liaising between business users and technologists to exchange information in a concise, logical and understandable way in coordination with the Technology team. The...

Date : 2024-09-17T07:29:46Z

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Cardea Group - New York,NY

Senior Associate/VP Compliance – (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding compliance professional. As part of a collaborative, supportive, and intelligent team, this new hire...

Date : 2024-09-16T01:09:22Z

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Uphold - New York,NY

About UpholdThe Web3 economy will redefine how financial value is held and transacted - with much activity shifting towards blockchain networks and digital assets.Founded in 2013, Uphold is a Web3 financial platform that supports almost 300 digital...

Date : 2024-09-18T05:21:03Z

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