vp, regulatory operations compliance officer Jobs - 646


Navient - Horseheads,NY

Job Description Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of parking management services to municipal and...

Date : 2024-11-15T17:03:04Z

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BNY - New York,NY

Vice President, Liquidity Risk Oversight - Treasury Risk At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20%...

Date : 2024-11-16T06:09:42Z

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Mizuho Americas - New York,NY

Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues...

Date : 2024-11-12T04:05:57Z

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Mizuho Americas - New York,NY

Summary: The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple entities under Mizuho US Operations. Additionally, the LRR team produces and monitors...

Date : 2024-11-12T04:05:56Z

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Phaxis LLC - New York,NY

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...

Date : 2024-11-08T08:40:29Z

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HSBC - New York,NY

Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing...

Date : 2024-11-11T06:30:48Z

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State University of New York at Potsdam - Potsdam,NY

The State University of New York at Potsdam invites inquiries, applications and nominations from skilled and experienced academic administrators to serve as the College's next Provost and Vice President for Academic Affairs.

Date : 2024-11-15T07:37:36Z

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Health Alliance - Valhalla,NY

VP, Risk ManagementCompany: NorthEast Provider Solutions Inc.City/State: Valhalla, NYCategory: Executive/ManagementDepartment: Risk Management- WMC HealthUnion: NoPosition: Full TimeHours: 8am-4:30pmShift: DayReq #: 40750Posted Date: Sep 10,...

Date : 2024-11-17T03:15:02Z

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American Express - New York,NY

**Description** **You Lead the Way. Weve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Date : 2024-11-15T20:43:52Z

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The Northstar Companies - Buffalo,NY

Responsible for assisting with reviewing all external audits and conducting internal audits. Internal auditor will assist with preparing for on-site visits & audits and formulating responses for questionnaires & remediation plans. All...

Date : 2024-11-15T02:03:24Z

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