vp/d-compliance Jobs - 619
Senior Compliance Associate
Cardea Group - New York,NY
Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its...
Chief Compliance Officer
CREDIT GENIE - New York,NY
Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intelligence to provide personalized insights and are building a financial ecosystem by offering...
Head of Compliance Testing
Groupe Bpce - New York,NY
The Head of Testing [ Compliance Controls (“CC”)] will be responsible for managing the compliance testing function for the CIB Americas platform. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently...
Compliance and Risk Assessment Officer
FIT Insights Limited - New York,NY
Compliance and Risk Assessment Officer Internship for 3 months The Compliance and Risk Assessment Officer is responsible for ensuring that the organization adheres to all legal regulations, internal policies, and risk...
Senior Compliance Analyst, US
OKX - New York,NY
New York, United States; San Jose, California, United States Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto...
Head of Data Sciences & Analysis
Pfizer - New York,NY
Head of Data Sciences & Analysis Head of Data Sciences & Analysis Apply locations: United States - New York - New York City Time type: Full time Posted on: Posted 2 Days Ago Job requisition id: 4932710 ROLE...
Compliance Associate
Fernridge Group - New York,NY
Title: Compliance Associate Firm: $50B AUM Alternative Asset Management (Credit focus) Location: Greenwich, CT and New York, NY Job Overview: Our client, a...
Currency Transaction Reporting (CTR) Compliance Manager, Anti-Money Laundering (AML)
Capital One - Melville,NY
Currency Transaction Reporting (CTR) Compliance Manager, Anti-Money Laundering (AML) The Currency Transaction Reporting (CTR) Compliance Manager performs a key risk management role (second line of defense) by ensuring that business lines...
Chief Compliance Officer Contract to Hire
ATTIX - New York,NY
Job Summary We are seeking a dedicated and detail-oriented Compliance Officer to join our team. This pivotal role involves overseeing the SEC securities-related activities, including communication, trading,...
Chief Compliance Officer
Cardea Group - New York,NY
Chief Compliance Officer (New York, NY): Our client, a multi-billion dollar private fund with several investment products, is seeking a bright and dedicated CCO to join their team. This new hire will help in managing, augmenting,...